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COMPLIANCE

Comprehensively Documented Compliance / Quality Control Program

 

  • Written policies/protocols for every significant Firm function

  • Documented training to optimize adherence to protocols

  • Written processes to check adherence & identify "outlier" conduct

  • Structured process to gather "outlier" data in reviewable format

  • Structured internal processes to constructively review and remediate

  • Structured process to progressively sanction if remediation fails

Seidberg Law has Five (5) Departmental Pillars: Legal, Accounting, Collections, Operations & Compliance

The Firm's Compliance Attorney is charged with overseeing the Firm's Compliance Management System (CMS) together with the assistance of the Firm's onsite managing Attorney, Controller and Software/Network Administrator. Their focus is to optimize compliance with Firm protocols, Client standards and Regulatory (federal and state) mandates, including:

 

  • Fair Debt Collection Practices Act (FDCPA)

  • Fair Credit Reporting Act (FCRA)

  • Telephone Protection Act (TPCA)

  • Servicemembers Civil Relief Act (SCRA)

  • Dodd-Frank Wall Street Reform and Consumer Protection Act

  • Gramm-Leach-Bliley Act (GLB)/(FACTA)

  • Arizona Attorneys' Code of Professional Responsibility

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